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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-11-07 |
| FL | RA | APPROVED | 2024-02-01 |
Branch Locations
4622 Pennsylvania Avenue Suite 1210, C, Kansas City, MO 64112 • United States
3777 Tamiami Trail North Suite 300, Naples, FL 34103 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Kansas City | MO | 06/1994 | Present |
1. 231st Wenonga LLC; 231st & Wenonga, Bucyrus KS 66013; buying selling cattle; 06/01/2007; 0.00 Hour(s) Per Day - not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-01-11 |
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