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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-08-15
  • GA RA
    APPROVED
    Since 2024-08-15

Branch Locations

7393 Hodgson Memorial Dr Suite 201, Savannah, GA 31406 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Inc. Savannah GA 12/1995 08/2024
Massmutual Life Insurance Company Savannah GA 12/1995 08/2024
Commonwealth Financial Network Waltham MA 08/2024 Present
Savannah Wealth Group Savannah GA 08/2024 Present
  • 12/1995 → 08/2024
    Mml Investors Services, Inc.
    Savannah, GA
  • 12/1995 → 08/2024
    Massmutual Life Insurance Company
    Savannah, GA
  • 08/2024 → Present
    Waltham, MA
  • 08/2024 → Present
    Savannah Wealth Group
    Savannah, GA
Previous Registrations
Other Businesses

Fixed insurance sales; as of 1979; 20% of time spent during business hours; Conducted at branch location; Investment related.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-06-27
  • S63 Uniform Securities Agent State Law Examination
    1984-06-27
Designations
Other Names
  • Mike Fogarty

View on SEC IAPD

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