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Allen Hatfield Smith

Mml Investors Services, LLC

New London, CT

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2017-03-25
  • CT RA
    APPROVED
    Since 2017-03-25

Branch Locations

3 Shaw'S Cove Suite 204, New London, CT 06320 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. New York NY 05/1984 03/2017
Mml Investors Services, Llc New London CT 03/2017 Present
Massmutual Life Insurance Co New London CT 07/2016 Present
  • 05/1984 → 03/2017
    Metlife Securities Inc.
    New York, NY
  • 03/2017 → Present
    Mml Investors Services, Llc
    New London, CT
  • 07/2016 → Present
    Massmutual Life Insurance Co
    New London, CT
Previous Registrations
  • 1993-10-20 → 2017-03-25
    Msi Financial Services, Inc.
    New London, CT
    New London, CT
Other Businesses

Independent Insurance Agent from business address selling Dental and Group Disability Income, Disability,Fixed Annuities,Life/Accident/Health ,LTC,P&C,Medicare Related Products 2 sec hrs per week since 07/2016

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-01-12
  • S63 Uniform Securities Agent State Law Examination
    1994-01-12

View on SEC IAPD

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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
LPL FINANCIAL LLC
COMMONWEALTH FINANCIAL NETWORK
PFS INVESTMENTS INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
FIRST COMMAND ADVISORY SERVICES
CETERA INVESTMENT ADVISERS LLC

Other Investors

SETH CHRISTOPHER ADAMS
DANIEL RICHARD ADAMS
CRAIG PAUL TALIENTO
DANIEL R ADAMS
Lee James Couture
RICHARD J ZABLOCKI
JEFFREY ALAN SEGAL
BRIAN ROLFE

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · New London, CT
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · ew London, CT
LPL FINANCIAL LLC · NEW LONDON, CT
COMMONWEALTH FINANCIAL NETWORK · NEW LONDON, CT
PFS INVESTMENTS INC. · NEW LONDON, CT
LPL FINANCIAL LLC · GROTON, CT
STATE FARM INVESTMENT MANAGEMENT CORP. · Ne London, CT
FIRST COMMAND ADVISORY SERVICES · New London, CT

More in New London, CT

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