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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-10-21 |
| CT | RA | APPROVED | 2011-05-31 |
Branch Locations
15 Wilmot Ln, Riverside, CT 06878 • United States
705 Boston Post Road, Suite 2D, Guilford, CT 06437 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 05/2011 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 12/2015 | Present |
1)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 50/WK - 37.5/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2)RIVERSIDE FINANCIAL GROUP LLC, 15 WILMOT LN, RIVERSIDE, CT, 5/2011 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 10/MO - 0/TRADING. 3)RIVERSIDE FINANCIAL GROUP, LLC, RIVERSIDE, CT, SINCE 3/2012. MANAGING MEMBER OF DBA - DEVOTES 50 HR/WK - 6 HR/TRADING. 4)GREENSTAGE GUILFORD, PO Box 345, Guilford CT 06437, 12/2023, Arts/Performing Arts, Board Member, NIR, 10 HR/MO - 0 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-11-19 |
| S65 | Uniform Investment Adviser Law Examination | 2011-05-25 |
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