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1030 East Putnam Avenue, Riverside, CT 06878 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2019-03-25 |
Branch Locations
1030 East Putnam Avenue, Riverside, CT 06878 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Baxter Investment Management | Greenwich | CT | 10/2018 | Present |
| Raylor Asset Management Group, Llc | Greenwich | CT | 04/2001 | 09/2018 |
| Dlh Technical Services, Inc. | Weston | CT | 01/2001 | Present |
DLH TECHNICAL SERVICES, INC. - NOT INVESTMENT-RELATED - 3 CHARLES PATH E., WESTON, CT 06883 - TECHNOLOGY CONSULTING SERVICES - PRESIDENT - START 01/2001 - 40 HOURS/MONTH - 8 HOURS/MONTH DURING TRADING HOURS - STRATEGIC TECHNOLOGY DIRECTION AND SUPPORT FOR FAMILY-OWNED AUTO DEALERSHIP.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-03-25 |
| S63 | Uniform Securities Agent State Law Examination | 1990-04-26 |
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