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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-02-22 |
| FL | RA | APPROVED | 2013-05-13 |
| AL | RA | APPROVED | 2012-06-22 |
Branch Locations
2801 Hwy 280 S Ste 1-400, Birmingham, AL 35223 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Birmingham | AL | 06/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Birmingham | AL | 11/2016 | Present |
RENTAL PROPERTY; INVESTMENT RELATED; PENSACOLA, FL; CO-OWNER; BEACH RENTAL PROPERTY; START DATE 2003; 1 HR PER MONTH; 0 HRS DURING TRADING.; TRUSTEE FOR DAUGHTER'S TRUST; INVESTMENT RELATED; BIRMINGHAM, AL ;START DATE 12/1998; 1 HR PER MONTH.; TRUSTEE FOR SON'S TRUST; INVESTMENT RELATED; BIRMINGHAM, AL ;START DATE 12/1998; 1 HR PER MONTH.; POWER OF ATTORNEY FOR SISTER; INV. RELATED; BIRMINGHAM, AL; START DATE 4/2020.; CONDO RENTAL PROPERTY, INVT RELATED, DAUPHIN ISLAND, AL, START DATE 5/15/2021, 0 HRS PER MONTH, 0 HRS DURING TRADING, PROVIDE CONDO.; CO-EXECUTOR / FIDUCIARY FEES FOR BROTHER'S ESTATE; INV. RELATED; BIRMINGHAM, AL; START DATE 6/2022; 2 HRS PER MONTH; 0 HRS DURING TRADING.; EXECUTOR FOR BROTHER'S ESTATE, INV RELATED, GUNTERSVILLE, AL, START: 9/2024, 3 HOURS A MONTH, 1 HOUR DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-12-10 |
| S63 | Uniform Securities Agent State Law Examination | 1986-03-06 |
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