Paul Soo Yong Moon

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2009 → Present
  Lpl Financial
  Hilo, HI

Previous Registrations

• 2004-08-26 → 2009-10-01
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Hilo, HI
  Hilo, HI
• 1998-05-22 → 2004-09-01
  Pruco Securities, Llc.
  Hilo, HI

Other Businesses

1. 09/30/2009 - NON-VARIABLE INSURANCE - SELLING FIXED LIFE AND HEALTH INSURANCE AND FIXED ANNUITIES. - TIME SPENT 3% - HILO, HI. 2. 9/28/2011 - REAL ESTATE RENTAL - 2 RENTAL UNITS, SINGLE FAMILY DWELLING. RENTERS ARE NOT CONNECTED TO THE SECURITIES OR FINANCIAL INDUSTRY. - TIME SPENT: 2% - HILO, HI. 3. 3/31/2014: DBA ONLY - ISLAND WEALTH MANAGEMENT, INC. - HILO, HI. 4. 03/04/2019 - InSource Inc - Investment related - Non-Variable Insurance - At reported business location(s) - Non-Variable Insurance - start date:03/11/2019 - 3 hrs/mo - 0 hours during trading - Selling fixed life and health insurance and fixed annuties.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-09-03
• S63 Uniform Securities Agent State Law Examination
  1983-02-05

Designations

• Chartered Financial Consultant

Other Names

• Paul Soo Young Moon