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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2003-10-13 |
Branch Locations
101 Aupuni St Ste 111, Hilo, HI 96720 • United States
Hilo, HI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Hilo | HI | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Hilo | HI | 03/2020 | Present |
Real Estate Ownership; Commercial; 101 Aupuni Street, Ste 111Hilo, HI 96720, ,; ; 01/01/2008 / Single Family; Condo Unit1560 Kanunu St, #1213Honolulu, HI 96814, ,; ; 11/03/2004. Business Ownership; Hinano Street Produce; ; Wholesale avocado, lettuce, and taro; 742 Hinano StHilo, HI 96720, ,; Not Investment-Related; 04/11/2016; 10 to 19 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-10-11 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-12 |
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