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Robert Carl Hintz

Thrivent Investment Management Inc.

Huntington Beach, CA

Lake Forest, CA

CRD 1078629

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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2005-12-19
  • CA RA
    APPROVED
    Since 2005-12-19

Branch Locations

5200 Warner Ave Ste 107, Huntington Beach, CA 92649 • United States

Lake Forest, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc. Huntington Beach CA 07/2002 Present
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-12-16
S63 Uniform Securities Agent State Law Examination 1996-05-08
  • S65 Uniform Investment Adviser Law Examination
    2005-12-16
  • S63 Uniform Securities Agent State Law Examination
    1996-05-08
Other Names
  • Bob Hintz
  • Robert Carl Hintz

View on SEC IAPD

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Nearby Investors

Michael Steven Conway
CRAIG ALLEN DAVIS
Anthony Labarba

Nearby Offices

LPL FINANCIAL LLC · HUNTINGTON BEACH, CA
J.P. MORGAN SECURITIES LLC · HUNTINGTON BEACH, CA
CETERA INVESTMENT ADVISERS LLC · HUNTINGTON BEACH, CA

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