Inactive

Thomas Graham Snow

John G. Ullman & Associates, Inc

Claim This Profile

Current Employers

John G. Ullman & Associates, Inc

343 Daniel Zenker Drive, Horseheads, NY 14845 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-07-22

NY RA
APPROVED

Since 2021-07-22

Branch Locations

51 East Market Street, Corning, NY 14830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
#Ia John G. Ullman And Associates, Inc.	Corning	NY	06/1982	Present

06/1982 → Present

#Ia John G. Ullman And Associates, Inc.

Corning, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-10-31
S63	Uniform Securities Agent State Law Examination	1988-08-08

S65 Uniform Investment Adviser Law Examination

1995-10-31
S63 Uniform Securities Agent State Law Examination

1988-08-08

View on SEC IAPD

Other Firms

LAKE ROAD ADVISORS, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

ROOTED PLANNING GROUP

ALSWORTH CAPITAL MANAGEMENT, LLC

BCK PARTNERS, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

LPL FINANCIAL LLC

BURNS MATTESON CAPITAL MANAGEMENT, LLC

Other Investors

PAUL VINCENT SYDLANSKY

Hayley Pamela Haslett

MARK WILLIAM CORNFIELD

AMY ELIZABETH IRVINE

KATRINA MARIE WELKER

Rebekah Elizabeth Eason

Other Offices

LAKE ROAD ADVISORS, LLC · CORNING, NY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CORNING, NY

ROOTED PLANNING GROUP · CORNING, NY

ALSWORTH CAPITAL MANAGEMENT, LLC · CORNING, NY

BCK PARTNERS, INC. · CORNING, NY

AMERIPRISE FINANCIAL SERVICES, LLC · Corning, NY

LPL FINANCIAL LLC · CORNING, NY

BURNS MATTESON CAPITAL MANAGEMENT, LLC · CORNING, NY

More in Corning, NY

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor