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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2012-06-08
NJ RA APPROVED 2002-07-30
  • FL RA
    APPROVED
    Since 2012-06-08
  • NJ RA
    APPROVED
    Since 2002-07-30

Branch Locations

101 Gibraltar Drive Ste 3A, Morris Plains, NJ 07950 • United States

Sunny Isle, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 09/1999 06/2020
Equitable Advisors, Llc New York NY 09/1999 Present
Other Businesses

PARTNER Y J REALTY, LLC 101 GIBRALTAR DRIVE, SUITE 3A MORRIS PLAINS, NJ 07950&#59; PARTNER: Y J REALTY 2 LLC&#59; VARIOUS OUTSIDE INSURANCE ACTIVITIES&#59; YM FINANCIAL GROUP&#59; Y A Realty of NJ&#59; Ashar Group,LLC Life SettlementTrustee for 3 Family Trust

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-06-25
S63 Uniform Securities Agent State Law Examination 1987-05-06
  • S65 Uniform Investment Adviser Law Examination
    1996-06-25
  • S63 Uniform Securities Agent State Law Examination
    1987-05-06

View on SEC IAPD

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