Peter Michael Kalin

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 07/2017
  Hsbc Bank Usa, N.A.
  New York, NY
• 11/2016 → 07/2017
  Hsbc Securities (Usa) Inc.
  New York, NY
• 08/2017 → 12/2017
  Unemployed
  Woodbidge, NJ
• 12/2017 → Present
  Provident Bank
  Morris Plains, NJ
• 01/2018 → Present
  Cetera Investment Services Llc
  St.CLoud, MN
• 01/2018 → Present
  Cetera Investment Advisers Llc
  Morris Plains, NJ

Previous Registrations

• 2009-06-11 → 2017-08-11
  Hsbc Securities (Usa) Inc.
  Woodbridge, NJ
  Edison, NJ
  East Brunswick, NJ
  New York, NY
  New York, NY
  New York, NY
  New York, NY
  Newark, NJ
  New York, NY
  New York, NY
• 2008-09-30 → 2009-05-11
  Chase Investment Services Corp.
  New York, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-06-30
• S63 Uniform Securities Agent State Law Examination
  1998-10-02

Other Names

• Peter M Kalin