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Rosalyn Wallach Baker

Rw Baker Wealth Management Group LLC

Cheyenne, WY

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Current Employers
Rw Baker Wealth Management Group Llc

100 W. 17Th Street, Cheyenne, WY 82001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-06-20
WY RA APPROVED 2018-06-20
  • TX RA
    APPROVED
    Since 2018-06-20
  • WY RA
    APPROVED
    Since 2018-06-20

Branch Locations

100 W. 17Th Street, Cheyenne, WY 82001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Cheyenne WY 03/2008 06/2018
R.W. Baker Wealth Management Group Llc Cheyenne WY 06/2018 Present
Purshe Kaplan Sterling Investments, Inc Albany NY 06/2018 12/2022
  • 03/2008 → 06/2018
    Rbc Capital Markets Corporation
    Cheyenne, WY
  • 06/2018 → Present
    R.W. Baker Wealth Management Group Llc
    Cheyenne, WY
  • 06/2018 → 12/2022
    Purshe Kaplan Sterling Investments, Inc
    Albany, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-12-05
S63 Uniform Securities Agent State Law Examination 1983-01-10
  • S65 Uniform Investment Adviser Law Examination
    2011-12-05
  • S63 Uniform Securities Agent State Law Examination
    1983-01-10
Other Names
  • Rosalyn Wallach
  • Rosalyn Wallachbaker
  • Rosalyn Wallach
  • Rosalyn Wallach Baker
  • Rosalyn Baker

View on SEC IAPD

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