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505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-03-26 |
| MN | RA | APPROVED | 2023-05-04 |
Branch Locations
701 Carlson Pkwy Suite 410, Minnetonka, MN 55305 • United States
Scottsdale, AZ • United States
505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New Era Financial Advisor, Inc. | Wayzata | MN | 01/1986 | 05/2023 |
| J.W. Cole Financial, Inc. | Wayzata | MN | 05/2013 | 05/2023 |
| New Era Financial Group, In.C | Wayata | MN | 02/1980 | 05/2023 |
| Lpl Financial Llc | Wayzata | MN | 05/2023 | 06/2025 |
| Wealth Enhancement Group | Minnetonka | MN | 05/2023 | Present |
| Wealth Enhancement Advisory Services | Minnetonka | MN | 05/2023 | Present |
| Wealth Enhancement Brokerage Services | Minnetonka | MN | 05/2023 | Present |
WEALTH ENHANCEMENT ADVISORY SERVICES LLC - MINNETONKA, MN - INVESTMENT ADVISOR REPRESENTATIVE. 160 HOURS PER MONTH, 140 HOURS DURING TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 1982-11-22 |
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