Arthur Dudley Wampler

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2007 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
  St. Augustine, FL
• 05/2011 → Present
  Bank Of America, N.A.
  St. Augustine, FL

Previous Registrations

• 2007-04-02 → 2007-05-09
  Morgan Stanley & Co. Llc
  St. Augustine, FL
• 1997-06-02 → 2007-04-02
  Morgan Stanley Dw Inc.
  St. Augustine, FL
  St Augustine, FL

Other Businesses

Entity Type,1991297 Name of OBA:Coastal Transportation Address:Saint Augustine,FL,32084 Investment Related: NO Position, Title, Association:Employee Employee Start Date: 09/14/2024 No Hours: 15 WEEKLY No Hours during trading: 15 Duties:Driving shuttle bus - Part time - Maybe 2-3 days per week.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-08-30
• S63 Uniform Securities Agent State Law Examination
  1983-01-06

Other Names

• Art Wampler