Carol Lupo

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Marlton, NJ
• 11/2016 → 11/2020
  Wells Fargo Clearing Services, Llc
  Marlton, NJ
• 11/2020 → Present
  Wells Fargo Advisors Financial Network, Llc
  Yardley, PA

Previous Registrations

• 2009-03-05 → 2020-11-05
  Wells Fargo Clearing Services, Llc
  Marlton, NJ
• 1997-12-12 → 2009-03-16
  Ubs Financial Services Inc.
  Mt. Laurel, NJ
  Marlton, NJ

Other Businesses

CAL INVESTMENT COLSULTANTS, LLC, INVT RELATED, MT. LAUREL, NJ, 100% OWNERSHIP, START DATE 10/1/2020, 10 HRS PER MONTH, 2 HRS DURING TRADING, FINET PRACTICE.; TRUSTEE FOR CAL INVESTMENT CONSULTANTS LLC 401K PSP, INV RELATED, PHILADLEPHIA, PA, START: 12/1/2021, 1 HR/MONTH, 1 HR DURING TRADING, FINET PRACTICE 401K.; PRINCETON HARRIMAN INSURANCE SOLUTIONS, INV RELATED, SARASOTA, FL, FINANCIAL ADVISOR, START: 12/01/2024, 8 HOURS A MONTH, 8 HOURS DURING TRADING, INSURANCE PRACTICE.

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-08-30
• S63 Uniform Securities Agent State Law Examination
  1984-02-01

Other Names

• Carol Lupo
• Carol Lupokramer
• Carol Lupo Kramer
• Carol Lupo Kramer
• Carol A Lupo
• Carol Ann Lupo