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Lynda Ann Von Jaeger

Ubs Financial Services Inc.

Albany, NY

Hillsdale, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-02-02
NY RA APPROVED 2024-02-02
TX RA APPROVED 2024-02-02
  • CT RA
    APPROVED
    Since 2024-02-02
  • NY RA
    APPROVED
    Since 2024-02-02
  • TX RA
    APPROVED
    Since 2024-02-02

Branch Locations

8 Southwoods Blvd Suite 207, Albany, NY 12211 • United States

Hillsdale, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Kingston NY 10/2015 02/2024
Ubs Financial Services Inc. Albany NY 02/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-13
S63 Uniform Securities Agent State Law Examination 2013-01-02
  • S66 Uniform Combined State Law Examination
    2019-02-13
  • S63 Uniform Securities Agent State Law Examination
    2013-01-02
Other Names
  • Lynda A Ott
  • Lynda Ott Von Jaeger
  • Lynda Ann Ott

View on SEC IAPD

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ALLSQUARE WEALTH MANAGEMENT, LLC · ALBANY, NY
CETERA INVESTMENT ADVISERS LLC · ALBANY, NY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Albany, NY
MPWM ADVISORY SOLUTIONS LLC · ALBANY, NY
CITIZENS SECURITIES, INC. · ALBANY, NY
LPL FINANCIAL LLC · ALBANY, NY
THE AFFINITY GROUP, LLC · ALBANY, NY
WELLS FARGO CLEARING SERVICES, LLC · ALBANY, NY

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