Clarence Foster Pollock

Current Employers

Stephens

111 Center St, Little Rock, AR 72201 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2013-10-30
AR	RA	APPROVED	1999-08-05

TX RA
APPROVED_RES

Since 2013-10-30
AR RA
APPROVED

Since 1999-08-05

Branch Locations

111 Center Street, Little Rock, AR 72201 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Stephens Inc.	Little Rock	AR	07/1998	Present

07/1998 → Present

Stephens Inc.

Little Rock, AR

Other Businesses

Country Club of Little Rock - not investment related - 4200 Country Club Blvd, Little Rock, AR - Board of Governors/Secretary- Private Club - 2/2019 - 2 hours monthly devoted to the other business - minimal hours devoted during securities trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-07-19
S63	Uniform Securities Agent State Law Examination	1993-02-11

S65 Uniform Investment Adviser Law Examination

1999-07-19
S63 Uniform Securities Agent State Law Examination

1993-02-11

Other Names

Terry Pollock
Clarence Foster Iii Pollock

View on SEC IAPD

Current Employers

Stephens

Disclosures

Employment History

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Exams

Other Names

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