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Samuel Harding Harris

LPl Enterprise, LLC

Jackson, MS

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2024-11-14
  • MS RA
    APPROVED
    Since 2024-11-14

Branch Locations

2618 Southerland Street, Jackson, MS 39216 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Jackson MS 03/1975 Present
Pruco Securities, Llc. Jackson MS 03/1975 11/2024
Lpl Enterprise, Llc Jackson MS 11/2024 Present
Previous Registrations
Other Businesses

1) 10/10/2024 - Farm Interest - Rental Income - Farm - Non Inv Related - At Jackson, MS - Start Date 02/15/2018 - 1hrs/mth - 0hrs/mth During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-10-03
S63 Uniform Securities Agent State Law Examination 1989-04-11
  • S65 Uniform Investment Adviser Law Examination
    2006-10-03
  • S63 Uniform Securities Agent State Law Examination
    1989-04-11
Other Names
  • Hardy Harris

View on SEC IAPD

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