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Scott Loos Woods

Robert W. Baird & Co. Incorporated

Siesta Key, FL

Durango, CO

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-10-31
FL RA APPROVED 2012-01-30
CO RA APPROVED 2012-01-20
  • TX RA
    APPROVED_RES
    Since 2016-10-31
  • FL RA
    APPROVED
    Since 2012-01-30
  • CO RA
    APPROVED
    Since 2012-01-20

Branch Locations

5259 South Temiami Trail, Siesta Key, FL 34231 • United States

1099 Main Ave Ste 203, Durango, CO 81301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Inc. Durango CO 01/2012 Present
  • 01/2012 → Present
    Robert W. Baird & Co. Inc.
    Durango, CO
Previous Registrations
  • 2008-01-01 → 2012-01-24
    Wells Fargo Clearing Services, Llc
    Durango, CO
    Sarasota, FL
  • 1999-01-01 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Durango, CO
    St. Louis, MO
    Sarasota, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-11-15
S63 Uniform Securities Agent State Law Examination 1983-03-22
  • S65 Uniform Investment Adviser Law Examination
    1996-11-15
  • S63 Uniform Securities Agent State Law Examination
    1983-03-22
Other Names
  • Donald Scott Loos
  • Scott L Woods

View on SEC IAPD

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COMPASS FINANCIAL MANAGEMENT LLC
WELLS FARGO CLEARING SERVICES, LLC
WAVERLY ADVISORS, LLC
MML INVESTORS SERVICES, LLC
THRIVENT INVESTMENT MANAGEMENT INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RBF CAPITAL MANAGEMENT, INC.

Other Investors

MEREDITH MEADE WOODS
BECKIE MARIE CLARK
CHARLES MICHAEL FORTENBERRY
BRENDA K KLEIBER
William Kerry McGinty
LYNN JEAN CRAPO
CHARLES A ALARIO
JANE ELIZABETH MCGINTY

Other Offices

FIFTH THIRD SECURITIES, INC. · Sarasota, FL
COMPASS FINANCIAL MANAGEMENT LLC · Sarasota, FL
WELLS FARGO CLEARING SERVICES, LLC · SARASOTA, FL
WAVERLY ADVISORS, LLC · SARASOTA, FL
MML INVESTORS SERVICES, LLC · SARASOTA, FL
THRIVENT INVESTMENT MANAGEMENT INC. · Sarasota, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SARASOTA, FL
RBF CAPITAL MANAGEMENT, INC. · SARASOTA, FL

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