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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-03-12
OK RA APPROVED 1999-11-05
  • TX RA
    APPROVED_RES
    Since 2019-03-12
  • OK RA
    APPROVED
    Since 1999-11-05

Branch Locations

6305 Waterford Blvd Suite 300, Oklahoma City, OK 73118 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Oklahoma City MA 11/1989 Present
Mml Investors Services, Llc Oklahoma City OK 03/1990 Present
Other Businesses

NAME: THOMAS D CONKLIN INV REL: Y ADD: 1425 E 41ST P S TULSA, OK 74105 NATURE: OUTSIDE INSURANCE POSITION: AGENT START DATE: 11/89 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 5 DESCRIBE DUTIES: INDIVIDUAL LIFE, HEALTH, GROUP HEALTH, GROUP HEALTH (2) NAME: MEMORIAL ROAD CHURCH OF CHRIST INV REL: N ADD: 2221 E. MEMORIAL ROAD, EDMOND, OK 73013 NATURE: CHURCH - RELIGOUS ORGANIZATION POSITION: MINISTER, EMPLOYEE START DATE: 05/22/2022 NO. HR/MO: 80 NO. HR/MO DURING SEC TRADING: 60 DESCRIBE DUTIES: PART TIME MINISTER TO SENIOR ADULTS, OFFICE AND VISITATION IN HOMES DUTIES ONLY

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-07-22
S63 Uniform Securities Agent State Law Examination 1983-03-28
  • S65 Uniform Investment Adviser Law Examination
    1999-07-22
  • S63 Uniform Securities Agent State Law Examination
    1983-03-28
Other Names
  • Tom Conklin

View on SEC IAPD

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