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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-02-28 |
| TX | RA | APPROVED_RES | 2024-02-28 |
Branch Locations
1705 Langhorne - Newtown Rd Suite #6, Langhorne, PA 19047 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bcg Securities | Delran | NJ | 07/2012 | 02/2024 |
| Lpl Financial Llc | Langhorne | PA | 02/2024 | Present |
1) 02/13/2024 - ROCHONCHOU WEALTH MANAGEMENT, LLC - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 120 Hours per month. 2) 08/26/2024 - Highland Capital Brokerage - Non-Variable Insurance - Producer - Investment Related - At Reported Business Location(s) - Start Date 07/24/2024 - 2 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-11-19 |
| S63 | Uniform Securities Agent State Law Examination | 1998-06-23 |
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