Michael Rochonchou

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2012 → 02/2024
  Bcg Securities
  Delran, NJ
• 02/2024 → Present
  Lpl Financial Llc
  Langhorne, PA

Previous Registrations

• 2012-07-20 → 2024-02-29
  Bcg Securities, Inc.
  Cherry Hill, NJ
  Cherry Hill, NJ
  Langhorne, PA
• 2004-09-07 → 2012-07-13
  Signator Investors, Inc.
  Yardley, PA
  W. Trenton, NJ

Other Businesses

1) 02/13/2024 - ROCHONCHOU WEALTH MANAGEMENT, LLC - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 120 Hours per month. 2) 08/26/2024 - Highland Capital Brokerage - Non-Variable Insurance - Producer - Investment Related - At Reported Business Location(s) - Start Date 07/24/2024 - 2 Hours Per Month/ During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-11-19
• S63 Uniform Securities Agent State Law Examination
  1998-06-23

Designations

• Chartered Financial Consultant