Vincent Notarianni

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2012-12-11
NJ	RA	APPROVED	2004-12-08
PA	RA	APPROVED	2003-07-14

TX RA
APPROVED_RES

Since 2012-12-11
NJ RA
APPROVED

Since 2004-12-08
PA RA
APPROVED

Since 2003-07-14

Branch Locations

2300 E Lincoln Hwy Ste 140, Langhorne, PA 19047 • United States

Hamilton, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Langhorne	PA	09/2005	03/2020
Ameriprise Financial Services, Llc	Langhorne	PA	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Langhorne, PA
03/2020 → Present

Ameriprise Financial Services, Llc

Langhorne, PA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-03-22

S66 Uniform Combined State Law Examination

2002-03-22

View on SEC IAPD

Employer firm

Current Employers

Ameriprise Financial Services, Llc

Disclosures

Employment History

Exams

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