Patrick Kenneth Carroll

Current Employers

Employment History

• 06/1987 → 09/2025
  Wealth Strategies Group
  Gaithersburg, MD
• 04/1999 → 08/2017
  National Planning Corporation
  Rockville, MD
• 06/2013 → 09/2025
  Aci Partners, Llc
  Rockville, MD
• 08/2017 → 08/2024
  Triad Advisors, Inc.
  Norcross, GA
• 08/2024 → 09/2025
  Osaic Wealth, Inc.
  Rockville, MD
• 09/2025 → Present
  Merit Financial Advisors
  Alpharetta, GA
• 10/2025 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY

Previous Registrations

• 2013-09-16 → 2025-12-04
  Obsidian Personal Planning Solutions, Llc
  Rockville, MD
  Rockville, MD
• 1999-04-13 → 2017-08-02
  National Planning Corporation
  Annapolis, MD
  Gaithersburg, MD
  Rockville, MD

Other Businesses

1) Merit Financial Advisors. Investment related. At registered location. RIA. IAR. 10/3/2025. 160. 160 during securities trading hours. Service clients. 2) Fixed Insurance. Non-investment related. At registered location. Fixed insurance. Agent. 1. 1 during securities trading hours. Provide insurance advice based on the needs of client(s). 3) Tame Your Money Elephants. Non-Investment related. 4103 Aztec drive Johnson City, TN 37604. Author of book. 6/1/2016. 1. 0 during securities trading hours. I wrote the book and will be writing a second book. 4) M Group LLC. Non-Investment related. 4103 Aztec drive Johnson City, TN 37604. Fixed insurance. Agent. 1. 0. during securities trading hours. Deposit renewal Commissions Earned. 5) Montgomery Rental Management. Non-Investment related. 4103 Aztec drive Johnson City, TN 37604. Real Estate Rental. Owner. 1/1/1987. 8. 2 during securities trading hours. Manage our rental properties with my wife 6) National Capital Trolley Museum. Non-Investment related. 1313 Bonifont Road Silver Spring, MD 20905. Board of Directors. Board member. 5. 0 during securities trading hours. On the board of the non-profit museum.

Exams

• S63 Uniform Securities Agent State Law Examination
  1994-05-20

Designations