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Mai Capital Management, LLC CRD 109807
$52.1B regulatory AUM 132 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2024-03-05 |
| IN | RA | APPROVED | 2024-02-14 |
| OH | RA | APPROVED | 2024-02-05 |
Branch Locations
9435 Waterstone Blvd Suite 120, Cincinnati, OH 45249 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waterstone Investment Counsel, Llc | Cincinnati | OH | 05/1996 | 01/2024 |
| Mai Capital Management Llc | Cincinnati | OH | 01/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1982-12-06 |
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