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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2023-10-17 |
| TX | RA | APPROVED | 2023-10-17 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
308 W Pennsylvania Ave, Towson, MD 21204 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hornor Townsend & Kent Llc | Horsham | PA | 07/1992 | 10/2023 |
| Kestra Investment Services, Llc | Towson | MD | 10/2023 | Present |
| Kestra Advisory Services, Llc | Towson | MD | 10/2023 | Present |
Name: KESTRA ADVISORY SERVICES POSITION: Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/01/2023 ADDRESS: 5707 Southwest Parkway, Bldg 2, Ste 400, Austin TX 78735 DESCRIPTION: NA Name: CAPITAL FINANCIAL PARTNERS ,LLC POSITION: agent / reg. rep. NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/01/2021 ADDRESS: 1122 Kenilworth Drive, Suite 118, Towson MD 21204 DESCRIPTION: If appropriate , assigning client assets to variable annuities
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-09-08 |
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