Best Investors Account Sign in

Carolyn Lee Bennett

Lanark Financial, Inc.

Dubuque, IA

Claim This Profile
Current Employers
Lanark Financial, Inc.

1927 First Avenue North, Birmingham, AL 35203 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2015-07-23
  • IA RA
    APPROVED
    Since 2015-07-23

Branch Locations

1660 Embassy West Drive Suite 200, Dubuque, IA 52002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nbc Securities, Inc. Dubuque IA 07/2015 Present
  • 07/2015 → Present
    Nbc Securities, Inc.
    Dubuque, IA
Previous Registrations
  • 2011-01-10 → 2015-07-24
    Jhs Capital Advisors, Llc
    Dubuque, IA
    Tampa, FL
    Maricopa, AZ
    Portland, OR
  • 2002-04-19 → 2011-01-10
    Rbc Capital Markets, Llc
    Dubuque, IA
    Dubuque, IA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-04-18
S63 Uniform Securities Agent State Law Examination 1983-01-08
  • S66 Uniform Combined State Law Examination
    2002-04-18
  • S63 Uniform Securities Agent State Law Examination
    1983-01-08
Other Names
  • Carolyn Lee Buhr
  • Carolyn Lee Stork

View on SEC IAPD

Other Firms

NATIONS FINANCIAL GROUP, INC.
AVANTAX PLANNING PARTNERS, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
ROSEMEYER MANAGEMENT GROUP
RICHMOND INVESTMENT SERVICES LLC
LPL FINANCIAL LLC
UMB PRIVATE WEALTH MANAGEMENT, LLC
MARINER INDEPENDENT

Other Investors

CHAD JOSEPH KRUSE
ROBERT EMMETT LEE
SAWYER MARQUARDT
KEVIN MICHAEL DIETZEL
WYATT KELLY
JOSEPH CONSTANTINE BERNARDI
Terry B Brown
Michael R Ziembo

Other Offices

NATIONS FINANCIAL GROUP, INC. · Dubuque, IA
AVANTAX PLANNING PARTNERS, INC. · DUBUQUE, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · Dubuque, IA
ROSEMEYER MANAGEMENT GROUP · Dubuque, IA
RICHMOND INVESTMENT SERVICES LLC · Dubuque, IA
LPL FINANCIAL LLC · DUBUQUE, IA
UMB PRIVATE WEALTH MANAGEMENT, LLC · Dubuque, IA
MARINER INDEPENDENT · Dubuque, IA

More in Dubuque, IA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor