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Andrew Shi-Yi Lieu

Roundview Capital, LLC

Princeton, NJ

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Current Employers
Roundview Capital, Llc

182 Nassau Street Suite 201, Princeton, NJ 08542-7000 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2012-05-14
  • NJ RA
    APPROVED
    Since 2012-05-14

Branch Locations

182 Nassau Street Suite 201, Princeton, NJ 08542-7000 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Roundview Capital, Llc Princeton NJ 05/2010 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-05-11
S63 Uniform Securities Agent State Law Examination 2006-09-12
  • S65 Uniform Investment Adviser Law Examination
    2012-05-11
  • S63 Uniform Securities Agent State Law Examination
    2006-09-12
Designations
Other Names
  • Andrew S Lieu

View on SEC IAPD

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SONGBIRD CAPITAL, LLC · PRINCETON, NJ
J.P. MORGAN SECURITIES LLC · Princeton, NJ
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PNC WEALTH MANAGEMENT LLC · PRINCETON, NJ
RBC CAPITAL MARKETS, LLC · Princeton, NJ
WATERMARK GROUP, INC. · PRINCETON, NJ
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