Best Investors Account Sign in
Inactive

Andrew Shi-Yi Lieu

Roundview Capital, LLC

Princeton, NJ

CRD 5189147

Claim This Profile
Employer firm

Roundview Capital, LLC CRD 148083

$2.13B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Roundview Capital, Llc

182 Nassau Street Suite 201, Princeton, NJ 08542-7000 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2012-05-14
  • NJ RA
    APPROVED
    Since 2012-05-14

Branch Locations

182 Nassau Street Suite 201, Princeton, NJ 08542-7000 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Roundview Capital, Llc Princeton NJ 05/2010 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-05-11
S63 Uniform Securities Agent State Law Examination 2006-09-12
  • S65 Uniform Investment Adviser Law Examination
    2012-05-11
  • S63 Uniform Securities Agent State Law Examination
    2006-09-12
Designations
  • Certified Financial Planner
Other Names
  • Andrew S Lieu

View on SEC IAPD

Nearby Firms

BLACKROCK INVESTMENT MANAGEMENT, LLC
SONGBIRD CAPITAL, LLC
J.P. MORGAN SECURITIES LLC

Nearby Investors

DAVID WILLIAM SMITH
JOHN FRANCIS RYAN
ERICA DORAY SEREMETA

Nearby Offices

BLACKROCK INVESTMENT MANAGEMENT, LLC · PRINCETON, NJ
SONGBIRD CAPITAL, LLC · PRINCETON, NJ
J.P. MORGAN SECURITIES LLC · Princeton, NJ

More in Princeton, NJ

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor