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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-01-04 |
| AR | RA | APPROVED | 2018-06-22 |
Branch Locations
1530 Byers St, Batesville, AR 72501 • United States
Batesville, AR • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Professionals, Inc. | Batesville | AR | 08/1998 | 09/2018 |
| Ameriprise Financial Services, Inc | Batesville | AR | 06/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Batesville | AR | 03/2020 | Present |
Real Estate Ownership; Commercial; 1530 Byers StBatesville, At 72501, ,; Investment-Related; 08/01/1998. Other Business Activities; Bellawood Resort; I pay the bills for this property assocaition; 179 Lakeshore DrGreers Ferry, Ar, ,; Investment-Related; 09/02/2002; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-06-12 |
| S63 | Uniform Securities Agent State Law Examination | 1983-01-07 |
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