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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2023-07-11
AR RA APPROVED 2016-08-22
TX RA APPROVED 2016-08-22
  • OK RA
    APPROVED
    Since 2023-07-11
  • AR RA
    APPROVED
    Since 2016-08-22
  • TX RA
    APPROVED
    Since 2016-08-22

Branch Locations

440 Barnett Dr, Batesville, AR 72501 • United States

609 Sw 8Th Street 6Th Floor, Bentonville, AR 72712 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Batesville AR 01/2014 Present
Thrivent Financial Appleton WI 06/2014 Present
Other Businesses

MICK'S LAND COMPANY, LLC POSITION: general member NATURE: we use this LLC for small cattle operation(40 head or less) graze them from December- March and then sell them. The LLC is made up of my wife, myself, our son and daughter in law. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/23/2022 ADDRESS: 440 Barnett Dr, Batesville AR 72501, United States DESCRIPTION: I have no day to day involvement. We purchase steers and heifers graze them 3-4 months and sell them off. We have a young man that does the day to day care for the cattle. INDEPENDENCE COUNTY 4-H FOUNDATION POSITION: member NATURE: guide the direction of molding our youth and activity of 4-H youth of Independence County INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/18/2023 ADDRESS: 1770 Myers St, Batesville AR 72501, United States DESCRIPTION: advisory and scholarship and budget

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-08-19
S63 Uniform Securities Agent State Law Examination 2014-04-04
  • S65 Uniform Investment Adviser Law Examination
    2016-08-19
  • S63 Uniform Securities Agent State Law Examination
    2014-04-04

View on SEC IAPD

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