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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-01-05
DE RA APPROVED 2015-04-02
  • TX RA
    APPROVED_RES
    Since 2016-01-05
  • DE RA
    APPROVED
    Since 2015-04-02

Branch Locations

55 Kings Hwy, Dover, DE 19901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dover DE 02/2015 Present
Bank Of America, N.A. Dover DE 04/2015 Present
Previous Registrations
Other Businesses

I*94989 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RENTAL PROPERTY INVESTMENT RELATED: N ADDRESS OF BUSINESS: 130 NORTH MAIN ST., SMYRNA, DELAWARE 19977 NATURE OF BUSINESS: OTHER, RENTAL PROPERTY - NO BUSINESS NAME POSITION, TITLE, ASSOCIATION: OTHER, RENTAL PROPERTY START DATE OF RELATIONSHIP: 7/1/2016 NUMBER OF HOURS DEVOTED: 10 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: WILL BE RENTING OUT CURRENT HOME AFTER MOVING. THERE WILL BE NO COMMUNICATION BETWEEN MYSELF AND THE TENANT. ALL CONTACT WILL BE USING MYERS PROPERTY MANAGEMENT AS "MIDDLEMAN". I WILL HAVE NO KNOWLEDGE OF EVEN THE NAME OF THE TENANTS. I*104657 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: GRACE FOR DOVER, INC. INVESTMENT RELATED: N ADDRESS OF BUSINESS: DOVER, DELAWARE 19903 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 43070 NUMBER OF HOURS DEVOTED: 20 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: GRACE FOR DOVER IS AN UMBRELLA ORGANIZATION FOR PROGRAMS THAT PROVIDE FAITH-BASED COMMUNITY DEVELOPMENT AND ADVOCACY SERVICES. PROGRAMS INCLUDE "JOBS FOR LIFE", "FAITH & FINANCES", "WELLSPRING" & "EMBRACE". I WILL PROVIDE SUPPORT AND FUNDRAISING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-09-10
  • S66 Uniform Combined State Law Examination
    2013-09-10
Other Names
  • Nick G Alexander
  • Nick Alexander

View on SEC IAPD

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