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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2019-09-06
NJ RA APPROVED 2009-06-01
TX RA APPROVED 2009-06-01
  • PA RA
    APPROVED
    Since 2019-09-06
  • NJ RA
    APPROVED
    Since 2009-06-01
  • TX RA
    APPROVED
    Since 2009-06-01

Branch Locations

1200 Lenox Drive Suite 300, Lawrenceville, NJ 08648 • United States

Newtown, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Lawrenceville NJ 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Lawrenceville, NJ
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-12-06
S63 Uniform Securities Agent State Law Examination 1985-08-19
  • S65 Uniform Investment Adviser Law Examination
    1993-12-06
  • S63 Uniform Securities Agent State Law Examination
    1985-08-19
Designations
Other Names
  • Barbara Jean Warren

View on SEC IAPD

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