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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-08-03
VT RA APPROVED 2022-07-22
TX RA APPROVED_RES 2020-04-15
NJ RA APPROVED 2017-07-24
  • NY RA
    APPROVED
    Since 2023-08-03
  • VT RA
    APPROVED
    Since 2022-07-22
  • TX RA
    APPROVED_RES
    Since 2020-04-15
  • NJ RA
    APPROVED
    Since 2017-07-24

Branch Locations

90 Merchants Row, Rutland, VT 05702 • United States

1200 Lenox Drive Suite 300, Lawrenceville, NJ 08648 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Lawrenceville NJ 04/2017 Present
Tpg Direct, Llc Philadelphia PA 05/2014 03/2017
Morgan Stanley Private Bank, National Association New York NY 05/2017 Present
  • 04/2017 → Present
    Lawrenceville, NJ
  • 05/2014 → 03/2017
    Tpg Direct, Llc
    Philadelphia, PA
  • 05/2017 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-13
S63 Uniform Securities Agent State Law Examination 2005-02-03
  • S66 Uniform Combined State Law Examination
    2017-07-13
  • S63 Uniform Securities Agent State Law Examination
    2005-02-03
Other Names
  • Alison Denis
  • Alison Longley

View on SEC IAPD

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