James Delacy Sandlin

Current Employers

Employment History

• 10/1991 → 07/2020
  Investacorp, Inc.
  Miami Lakes, FL
• 07/2020 → 06/2024
  Securities America, Inc.
  Cary, NC
• 06/2022 → 06/2024
  Securities America Advisors
  Cary, NC
• 06/2024 → Present
  Osaic Wealth, Inc.
  Cary, NC
• 06/2024 → Present
  Osaic Wealth, Inc.
  Cary, NC

Previous Registrations

• 2022-06-14 → 2024-06-14
  Securities America Advisors, Inc.
  Cary, NC

Other Businesses

JAMES D. SANDLIN III, CFP POSITION: Sales NATURE: Insurance Sales. Life, Health, and Disability Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/01/1990 ADDRESS: 1200 SE Maynard Road, Suite 101, Cary NC 27511 DESCRIPTION: Insurance Sales. Life, accident, and Health. SANDLIN FINANCIAL SERVICES POSITION: Advisor NATURE: advisory services for Financial Planning and Management Accounts INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 07/01/2022 ADDRESS: 1200 SE Maynard Road, Suite 101, CARY NC 27511 DESCRIPTION: Financial Planning and Management Accounts SANDLIN RENTAL POSITION: owner NATURE: Office rental income. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 05/01/2023 ADDRESS: 1200 SE Maynard Road, Suite 101, CARY NC 27511 DESCRIPTION: My wife and I (Luanne) purchased an office condo approx. 7 years ago. This property is a two-office condo with waiting area bathroom, and small kitchen area. The second office has been vacant since our purchase of the property. A friend, Edward Clark Malpass, has asked me if he can rent the second office for his business. His business is Wholesale Auto. He buys cars wholesale and resells to "Auto Dealers". He is not a client. However, his father, Liston E. Malpass is my client. This car business is separate from his father's business and Clark will pay the rent. Would like to rent out beginning May 1st. One occupant, Clark. I will obtain and post appropriate signage and will have our separate offices under separate lock and key. Client files will be in my office.

Exams

• S66 Uniform Combined State Law Examination
  2004-05-03
• S63 Uniform Securities Agent State Law Examination
  1983-02-09

Designations

Other Names

• Jim Sandlin
• Iii James Delacy Sandlin
• Jim Sandlin