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One Federal Street 19Th Floor, Boston, MA 02110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-08-26 |
| GA | RA | APPROVED | 2025-08-22 |
| CT | RA | APPROVED | 2016-03-11 |
Branch Locations
Seafoam Village 2800 Placida Rd Unit 103, Englewood, FL 34224 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Moors & Cabot Inc | Westport | CT | 03/2016 | 08/2025 |
| Moors & Cabot Inc | Englewood | FL | 08/2025 | Present |
I*89918 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: TODD A MAUERMAN INVESTMENT RELATED: N ADDRESS OF BUSINESS: NORWALK, CONNECTICUT 6850 NATURE OF BUSINESS: FAMILY BUSINESS, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 42401 NUMBER OF HOURS DEVOTED: 12 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I WILL BE RENTING MY VACATION HOME AT 3188 VILLAGE LANE, PORT CHARLOTTE, FL 33953 POTENTIALLY FOR MONTHS OF FEBRUARY - APRIL. I HAVE LISTED THE PROPERTY WITH RIVERWOOD REALTY IN PORT CHARLOTTE, FL. FOR SEASONAL RENTAL.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-09-26 |
| S63 | Uniform Securities Agent State Law Examination | 1992-10-15 |
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