Thomas Schorn

Current Employers

Employment History

• 01/1987 → Present
  Self-Employed Cpa
  West Chester, PA
• 05/2012 → 07/2019
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 01/2005 → 07/2019
  First Allied Securities, Inc
  San Diego, CA
• 12/2020 → 12/2020
  Sorrento Pacific Financial, Llc
  San Diego, CA
• 07/2019 → Present
  Fiduciary Planning Llc
  Coral Springs, FL
• 12/2020 → Present
  Cadaret Grant & Co., Inc.
  Sarasota, FL
• 12/2020 → Present
  Cadaret Grant & Co., Inc.
  Johnstown, PA

Previous Registrations

• 2020-12-17 → 2021-06-17
  Cadaret, Grant & Co., Inc.
  Johnstown, PA
  Sarasota, FL
• 2012-06-14 → 2019-07-02
  First Allied Advisory Services, Inc.
  West Chester, PA
  Sarasota, FL
• 2005-01-11 → 2012-07-02
  First Allied Securities, Inc.
  Sarasota, FL
  Dallas, PA
  West Chester, PA
  Sarasota, FL
• 1998-07-10 → 2005-01-11
  Avantax Advisory Services
  West Chester, PA

Other Businesses

1. NAME OF THE OTHER BUSINESS:Fiduciary Planning, LLC INVESTMENT- RELATED:Yes ADDRESS OF THE OTHER BUSINESS:Coral Springs, FL 33065 YOUR POSITION OR TITLE:Sole Member NATURE OF THE OTHER BUSINESS:Private Business START DATE:7/2/2019 APPROXIMATE NUMBER OF HOURS/MONTH:120 APPROXIMATE NUMBER OF HOURS DURING TRADING HOURS:120 BRIEFLY DESCRIBE YOUR DUTIES RELATING TO THE OTHER BUSINESS:RIA operations, financial planning, investment management COMPENSATION :Yes 2. NAME OF THE OTHER BUSINESS:DBA:Schorn Wealth Management INVESTMENT- RELATED:Yes ADDRESS OF THE OTHER BUSINESS:Sarasota, FL 34242 and Johnstown, PA YOUR POSITION OR TITLE:Owner NATURE OF THE OTHER BUSINESS:Private Business START DATE:10/1/1997 APPROXIMATE NUMBER OF HOURS/MONTH:60 APPROXIMATE NUMBER OF HOURS DURING TRADING HOURS:60 BRIEFLY DESCRIBE YOUR DUTIES RELATING TO THE OTHER BUSINESS:Investment advice, financial planning COMPENSATION, Insurance lines: Life and fixed annuities with various companies, Sarasota FL since 10/2018. :Yes 3. NAME OF THE OTHER BUSINESS:Thomas Schorn, CPA INVESTMENT- RELATED:No ADDRESS OF THE OTHER BUSINESS:Sarasota, FL 34242 YOUR POSITION OR TITLE:Owner NATURE OF THE OTHER BUSINESS:Private Business START DATE:2/1/1989 APPROXIMATE NUMBER OF HOURS/MONTH:10 APPROXIMATE NUMBER OF HOURS DURING TRADING HOURS:10 BRIEFLY DESCRIBE YOUR DUTIES RELATING TO THE OTHER BUSINESS:Tax planning & preparation COMPENSATION :Yes

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-05-26
• S63 Uniform Securities Agent State Law Examination
  1997-08-18

Other Names

• Thomas Mario Schorn