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John Arthur O'COnnor

Freedom Investment Management, Inc.

South Windsor, CT

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Current Employers
Freedom Investment Management, Inc.

1645 Ellington Rd 3Rd Floor, South Windsor, CT 06074 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-12-12
  • CT RA
    APPROVED
    Since 2023-12-12

Branch Locations

1645 Ellington Rd 3Rd Floor, South Windsor, CT 06074 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
3D Asset Management, Inc. Hartford CT 06/2016 12/2020
3D/L Capital Management, Llc Hartford CT 12/2020 12/2023
Freedom Investment Management, Inc. Hartford CT 12/2023 Present
  • 06/2016 → 12/2020
    3D Asset Management, Inc.
    Hartford, CT
  • 12/2020 → 12/2023
    3D/L Capital Management, Llc
    Hartford, CT
  • 12/2023 → Present
    Freedom Investment Management, Inc.
    Hartford, CT
Previous Registrations
  • 2021-04-08 → 2023-12-31
    3D/L Capital Management, Llc
    Hartford, CT
  • 2016-09-21 → 2021-03-31
    3D Asset Management, Inc.
    Hartford, CT
  • 2006-03-01 → 2016-05-05
    3D Asset Management, Inc.
    East Hartford, CT
  • 1999-06-01 → 2006-05-09
    Usi Securities, Inc.
    Atlanta, GA
    Glastonbury, CT
    Falls Church, VA
    Manchester, NH
    Glastonbury, CT
    Glen Allen, VA
  • 2001-01-02 → 2006-05-09
    Usi Advisors
    Glastonbury, CT
    Glastonbury, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1991-04-02
S63 Uniform Securities Agent State Law Examination 1983-04-06
  • S65 Uniform Investment Adviser Law Examination
    1991-04-02
  • S63 Uniform Securities Agent State Law Examination
    1983-04-06
Other Names
  • John Arthur Oconnor

View on SEC IAPD

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