John Arthur O'COnnor

Employer firm

Freedom Investment Management, Inc. CRD 126052

$569M regulatory AUM 31 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• MODEL PROVIDER/STRATEGIST

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 12/2020
  3D Asset Management, Inc.
  Hartford, CT
• 12/2020 → 12/2023
  3D/L Capital Management, Llc
  Hartford, CT
• 12/2023 → Present
  Freedom Investment Management, Inc.
  Hartford, CT

Previous Registrations

• 2021-04-08 → 2023-12-31
  3D/L Capital Management, Llc
  Hartford, CT
• 2016-09-21 → 2021-03-31
  3D Asset Management, Inc.
  Hartford, CT
• 2006-03-01 → 2016-05-05
  3D Asset Management, Inc.
  East Hartford, CT
• 1999-06-01 → 2006-05-09
  Usi Securities, Inc.
  Atlanta, GA
  Glastonbury, CT
  Falls Church, VA
  Manchester, NH
  Glastonbury, CT
  Glen Allen, VA
• 2001-01-02 → 2006-05-09
  Usi Advisors
  Glastonbury, CT
  Glastonbury, CT

Exams

• S65 Uniform Investment Adviser Law Examination
  1991-04-02
• S63 Uniform Securities Agent State Law Examination
  1983-04-06

Other Names

• John Arthur Oconnor