Hal Bradley Butler

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Rome, GA
• 11/2016 → 12/2021
  Wells Fargo Clearing Services, Llc
  Rome, GA
• 11/2021 → Present
  Cetera Advisors Llc
  St Cloud, MN
• 10/2021 → Present
  The Hb Butler Group Llc
  Rome, GA
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2008-09-30 → 2021-12-02
  Wells Fargo Clearing Services, Llc
  Ringgold, GA
  Savannah, GA
  Atlanta, GA
  Lafayette, GA
  Rome, GA
  Atlanta, GA
  Rome, GA
  Fort Oglethorpe, GA
  Atlanta, GA
  Atlanta, GA
  Dalton, GA
  Rome, GA
• 2007-02-13 → 2008-09-22
  Morgan Keegan & Company, Llc
  Rome, GA
  Atlanta, GA
• 2003-07-10 → 2007-02-13
  Amsouth Investment Management Company Llc
  Birmingham, AL
• 2003-02-04 → 2003-07-10
  Amsouth Investment Services, Inc.
  Rome, GA
  Rome, GA
  Summerville, GA
  Rome, GA
  Rome, GA
  Calhoun, GA
  Lafayette, GA
  Dalton, GA

Other Businesses

(1) NAME OF OTHER BUSINESS: THE HB BUTLER GROUP LLC ; INVESTMENT RELATED: YES; ADDRESS: 900 N SECOND AVE ROME, GA 30165 ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 10/2021 ; POSITION/TITLE/RELATIONSHIP: OWNER/FINANCIAL PROFESSIONAL ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES ;

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-03-06
• S63 Uniform Securities Agent State Law Examination
  1982-10-21