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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-03-21 |
| TX | RA | APPROVED | 2024-03-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Rome | GA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Rome | GA | 11/2016 | 12/2021 |
| Cetera Advisors Llc | St Cloud | MN | 11/2021 | Present |
| The Hb Butler Group Llc | Rome | GA | 10/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
(1) NAME OF OTHER BUSINESS: THE HB BUTLER GROUP LLC ; INVESTMENT RELATED: YES; ADDRESS: 900 N SECOND AVE ROME, GA 30165 ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 10/2021 ; POSITION/TITLE/RELATIONSHIP: OWNER/FINANCIAL PROFESSIONAL ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES ;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 1982-10-21 |
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