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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-06-28 |
| WA | RA | APPROVED | 1995-05-22 |
| TX | RA | APPROVED_RES | 1995-01-28 |
Branch Locations
925 Fourth Avenue 31St & 32Nd Floor, Seattle, WA 98104 • United States
La Quinta, CA • United States
225 108Th Avenue Ne Suite 800, Bellevue, WA 98004 • United States
Mercer Island, WA • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Seattle | WA | 01/1995 | Present |
1. SOCCER REFEREE. MERCER ISL., WA, 98040. NOT INVESTMENT RELATED. BUSINESS - REFEREE SOCCER GAMES. NO TITLE. SOLE PRACTICIAN. START DATE - 05/01/1990. 4.5 HOURS/WEEK. APRIL THRU OCTOBER. DUTIES - REFEREE SOCCER GAMES. 2. SKI MASTERS SKI SCHOOL. ISSAQUAH, WA 98029. NOT INVESTMENT RELATED. BUSINESS - SKI INSTRUCTOR. TITLE - TRAINING DIRECTOR. START DATE - 01/07/1989. 4 HRS/DAY - 1 DAY/WEEK DURING DEC, JAN & FEB. DUTIES - TEACH OTHER INSTRUCTORS HOW TO BE BETTER TEACHERS DURING DECEMBER AND TEACH STUDENTS DURING JAN. & FEB.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-01-24 |
| S63 | Uniform Securities Agent State Law Examination | 1982-12-08 |
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