Ty Thomas Triplett

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2000 → Present
  Raymond James Financial Services, Inc.
  Phoenix, AZ
• 07/2004 → Present
  Topaz Realty, Llc
  Phoenix, AZ
• 12/2012 → Present
  Raymond James Financial Services Advisors Inc.
  Phoenix, AZ

Other Businesses

(1)Name of Business: Anasazi Investment Group, Inc. Address: 11811 N Tatum Blvd Ste 2320, Phoenix, AZ, 85028, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 11/30/2000 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Support company / DBA (2)Name of Business: Demler-Lord Address: 10835 North 45th Place, Phoenix, AZ, 85028, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 08/18/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I will be Trustee for my late wife's Trust (3)Name of Business: RoadRunner Edsel Club Address: 10835 N 45th Place, Phoenix, AZ, 85028, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Officer - President Investment Related: No Start Date: 08/15/2003 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Founder and President of a collector car club (4)Name of Business: Topaz Realty Llc Address: 10835 N 45th Place, Phoenix, AZ, 85028, United States Activity Type: Real Estate Brokerage/ Agent or Development Position/Title: Other Investment Related: Yes Start Date: 07/02/2004 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Designated Real Estate Broker / Member LLC

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-09-28
• S63 Uniform Securities Agent State Law Examination
  1982-10-27

Other Names

• Ty Thoms Triplett