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Richard William Paul

Richard W. Paul & Associates, LLC

Novi, MI

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Current Employers
Richard W. Paul & Associates, Llc

39555 Orchard Hill Place Suite 100, Novi, MI 48375 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-01-01
TX RA APPROVED_RES 2020-06-25
  • MI RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED_RES
    Since 2020-06-25

Branch Locations

39555 Orchard Hill Place Suite 100, Novi, MI 48375 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Midwest Financial Consultants Novi MI 09/2007 Present
Richard W. Paul & Associates Novi MI 03/2011 Present
  • 09/2007 → Present
    Midwest Financial Consultants
    Novi, MI
  • 03/2011 → Present
    Richard W. Paul & Associates
    Novi, MI
Previous Registrations
Other Businesses

MIDWEST FINANCIAL CONSULTANTS, 39555 ORCHARD HILL PLACE, SUITE 150, NOVI, MI. OWNER/PRESIDENT, Started 9/2007, INVESTMENT RELATED. FIXED INSURANCE PRODUCTS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-02-23
S63 Uniform Securities Agent State Law Examination 1983-02-09
  • S65 Uniform Investment Adviser Law Examination
    1999-02-23
  • S63 Uniform Securities Agent State Law Examination
    1983-02-09
Designations
Other Names
  • Rich Paul
  • Richard William Paul

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