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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-04-03
FL RA APPROVED 2010-10-06
  • TX RA
    APPROVED_RES
    Since 2013-04-03
  • FL RA
    APPROVED
    Since 2010-10-06

Branch Locations

2727 N. Atlantic Avenue Suite 900, Daytona Beach, FL 32118 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Sarasota FL 09/2010 Present
Raymond James Fianacial Services Advisors, Inc. Sarasota FL 01/2009 Present
Orlando Gay Chorus Orlando FL 08/2015 09/2020
  • 09/2010 → Present
    Raymond James Financial Services
    Sarasota, FL
  • 01/2009 → Present
    Raymond James Fianacial Services Advisors, Inc.
    Sarasota, FL
  • 08/2015 → 09/2020
    Orlando Gay Chorus
    Orlando, FL
Previous Registrations
Other Businesses

(1)Name of Business: CrimeLine Board of Directors Address: 1505 E. Colonial Dr., Orlando, FL, 32803, United States Activity Type: Non profit Position/Title: Finance/Investment Committee Member, Director Investment Related: Yes Start Date: 08/01/2014 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: As a member of the Board of Directors of CrimeLine based in Orange County Florida, I will work to promote the local police and sheriffs offices in their crime solving efforts through the anonymous tips service. I will participate in fund raising events such as the annual Chili Cookoff as well as meet monthly to review recommended allocations for anonymous tipsters. (2)Name of Business: Dictor Financial LLC Address: 2727 N Atlantic Ave Unit 900, Daytona Beach, FL, 32118, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 09/17/2010 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: owner / I am part of RJFS (3)Name of Business: DictorFinancial LLC Address: 2727 N. Atlantic Ave. Unit 900, Daytona Beach, FL, 32118, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 12/06/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Using fixed insurance in a competitive situation for client (4)Name of Business: Orlando Fringe Festival Address: 812 E. Rollins Street, Orlando, FL, 32803, United States Activity Type: Non profit Position/Title: Board Member, Finance/Investment Committee Member, Subcommittee Member, Committee Member Investment Related: Yes Start Date: 09/14/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Member of the Board of Directors. Solicit Corporate Sponsors. Participate on the Finance Committee and work on the organization's budget.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-06-27
S63 Uniform Securities Agent State Law Examination 1985-10-25
  • S65 Uniform Investment Adviser Law Examination
    1995-06-27
  • S63 Uniform Securities Agent State Law Examination
    1985-10-25

View on SEC IAPD

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