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Thomas J Pappas

Cottonwood Wealth Strategies, LLC

Salt Lake City, UT

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Current Employers
Cottonwood Wealth Strategies, Llc

650 South 500 West Suite #185, Salt Lake City, UT 84101 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-03-12
UT RA APPROVED 2021-02-19
  • TX RA
    APPROVED_RES
    Since 2025-03-12
  • UT RA
    APPROVED
    Since 2021-02-19

Branch Locations

650 S. 500 W Suite 176, Salt Lake City, UT 84101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Salt Lake City UT 10/2010 11/2016
Wells Fargo Clearing Services, Llc Salt Lake City UT 11/2016 02/2021
Cottonwood Wealth Strategies, Llc Salt Lake City UT 10/2020 Present
Previous Registrations
Other Businesses

MP REAL ESTATE, INV RELATED, MIDWAY, UT, 50% OWNERSHIP, START 12/2010, 0 HOURS, NO DUTIES.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1982-11-09
  • S63 Uniform Securities Agent State Law Examination
    1982-11-09

View on SEC IAPD

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