Patrick Michael Sullivan

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-03-17
IL	RA	APPROVED	2001-04-09

TX RA
APPROVED_RES

Since 2022-03-17
IL RA
APPROVED

Since 2001-04-09

Branch Locations

2441 Warrenville Road Suite 300, Lisle, IL 60532 • United States

Downers Grove, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Mml Investors Services, Llc	Lisle	IL	03/1984	Present
Massmutual Life Insurance Co	Lisle	IL	05/1973	Present

03/1984 → Present

Mml Investors Services, Llc

Lisle, IL
05/1973 → Present

Massmutual Life Insurance Co

Lisle, IL

Other Businesses

Name: S.P. Services, Inc Inv rel: Y Add: Residential Nature: Outside Insurance Sales; Health Position: Broker Start date: 06/27/1995 No. HR/MO: 20 No. HR/MO during sec trading: 20

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1991-08-13

S63 Uniform Securities Agent State Law Examination

1991-08-13

View on SEC IAPD

Current Employers

Mml Investors Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

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