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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-03-12
TX RA APPROVED_RES 2025-03-12
  • MI RA
    APPROVED
    Since 2025-03-12
  • TX RA
    APPROVED_RES
    Since 2025-03-12

Branch Locations

255 E Brown St Ste 400, Birmingham, MI 48009 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Private Bank, N.A. New York NY 01/2015 03/2025
Wells Fargo Clearing Services, Llc Birmingham MI 03/2025 Present
Morgan Stanley Private Bank, N.A New York NY 06/2020 Present
  • 01/2015 → 03/2025
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 03/2025 → Present
    Birmingham, MI
  • 06/2020 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2009-06-01 → 2025-04-03
    Birmingham, MI
  • 2009-03-13 → 2009-06-01
    Morgan Stanley & Co. Llc
    Birmingham, MI
  • 2004-06-01 → 2009-03-26
    Birmingham, MI
    Birmingham, MI
Other Businesses

HIDDEN RIDGE OF SPRINGFIELD LLC; INV RELATED;BLOOMFIELD HILLS, MICHIGAN; REAL ESTATE; 100% OWNERSHIP; START DATE 05/30/2025; 1 HOUR PER MONTH; 0 HOURS DURING TRADING | BROOKDALE DEVELOPMENT LLC; INV RELATED; BLOOMFIELD HILL MI; HOLDS REAL ESTATE; 100% OWNERSHIP; START DATE 05/30/2025; 1 HOUR PER MONTH ; 0 HOURS DURING TRADING | LONG MEADOW DEVELOPMENT, LLC; INV RELATED; BLOOMFIELD HILLS, MI; 100% OWNERSHIP; 06/2005; HOLD REAL ESTATE ASSETS POWER OF ATTORNEY FOR FRIEND; INV RELATED;BIRMINGHAM,MI; POWER OF ATTORNEY/CO-POWER OF ATTORNEY; START DATE: 04/01/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;| CO-TRUSTEE FOR FRIEND ; INV RELATED;BIRMINGHAM,MI; CLIENT REQUEST; CO-SUCCESSOR; START DATE: 04/01/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING; DELAWARE TRUST ; INV RELATED;BIRMINGHAM,MI; ADVISING THE BOARD ON DISTRIBUTIONS ; DISTRIBUTION ADVISOR; START DATE: 04/01/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;| RSG FAMILY INVESTMENTS LLC ; INV RELATED;BIRMINGHAM,MI; FIDUCIARY OFFICER; START DATE: 05/01/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-20
S63 Uniform Securities Agent State Law Examination 1982-10-01
  • S66 Uniform Combined State Law Examination
    2007-07-20
  • S63 Uniform Securities Agent State Law Examination
    1982-10-01
Other Names
  • Steven Haag Riga
  • Steven Riga

View on SEC IAPD

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