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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-16 |
| NJ | RA | APPROVED | 2021-02-19 |
| TX | RA | APPROVED_RES | 2021-02-19 |
Branch Locations
414 Main Street Suite 101, Port Jefferson, NY 11777 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Port Jefferson | NY | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Port Jefferson | NY | 11/2016 | 02/2021 |
| Morgan Stanley Smith Barney Llc | Port Jefferson | NY | 02/2021 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 03/2021 | Present |
*425632 - St George Golf and Country Club; Investment related - No; East Setauket, New York; Non-Profit; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 12/2015; During business hours: 0; After business hours: 1;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-10-19 |
| S63 | Uniform Securities Agent State Law Examination | 1983-08-16 |
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