Thomas Alexander Haunty

Current Employers

Employment History

• 09/1982 → Present
  Resource Consultants Inc
  Madison, WI
• 03/1989 → 08/2023
  Securian Financial Services, Inc.
  St Paul, MN
• 03/1989 → 10/2021
  C.R.I. Securities, Inc.
  St Paul, MN
• 08/1992 → 08/2023
  Minnesota Life Insurance Company
  St Paul, MN
• 08/2023 → Present
  Cetera Wealth Services, Llc
  Madison, WI
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 08/2023 → Present
  North Star Resource Group
  Madison, WI

Previous Registrations

• 2007-07-26 → 2023-08-10
  Securian Financial Services, Inc.
  Madison, WI
  Madison, WI
  St. Paul, MN
• 2003-11-07 → 2021-10-18
  Cri Securities, Llc
  Madison, WI
  Madison, WI
• 1985-02-11 → 2007-12-31
  Marathon Advisors, Inc
  Madison, WI
  Madison, WI

Other Businesses

1.ALEX HAUNTY'S THEATER AND ARTS FUND POSITION: MEMBER NATURE: BOARD MEMBER INVESTMENT RELATED: NO NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 11/01/2014 ADDRESS: , MIDDLETON WI , UNITED STATES DESCRIPTION: MEMBER 2.ASPIRE HOUSING INC. BOARD POSITION: ADVISORY BOARD NATURE: BOARD MEMBER INVESTMENT RELATED: NO NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/01/2015 ADDRESS: , MCFARLAND WI , UNITED STATES DESCRIPTION: ADVISORY BOARD 3.INSPIRING HOPE MINISTRIES INC. POSITION: MEMBER NATURE: BOARD MEMBER INVESTMENT RELATED: NO NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2015 ADDRESS: , MIDDLETON WI , UNITED STATES DESCRIPTION: MEMBER 4.NORTH STAR CONSULTANTS & NORTH STAR BROKERAGE POSITION: AGENT/BROKER NATURE: FIXED INSURANCE SALES INVESTMENT RELATED: NO NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 06/01/2011 ADDRESS: , MINNEAPOLIS MN , UNITED STATES DESCRIPTION: AGENT/BROKER 5.TRUMPET BLAST MINISTRY INC POSITION: MEMBER NATURE: BOARD MEMBER INVESTMENT RELATED: NO NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2013 ADDRESS: , MADISON WI , UNITED STATES DESCRIPTION: MEMBER 6.MTG INVESTMENTS INC. BOARD POSITION: PARTNER NATURE: BOARD MEMBER INVESTMENT RELATED: YES NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2016 ADDRESS: 2292 CTY RD AB, MCFARLAND WI 53558, UNITED STATES DESCRIPTION: NON-PUBLIC BOARD MEMBERSHIP. THIS ENTITY LOANED THE MONEY IS FOR 4 YOUNG MALE ADULTS WITH DISABILITIES. PARENTS FORMED THIS ENTITY TO DEVELOP AN ADULT FAMILY HOME. 7.INSPIRING HOPE PROPERTIES LLC POSITION: OWNER NATURE: RENTAL PROPERTY INVESTMENT RELATED: NO NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 10/14/2019 ADDRESS: 77325 UNIVERSITY AVENUE, MIDDLETON WI 53562, UNITED STATES DESCRIPTION: REAL ESTATE LEASE OUT: 8. NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 8/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S63 Uniform Securities Agent State Law Examination
  1982-10-29

Designations