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Steven Brent Holbrook

Oppenheimer & Co. Inc.

Greensboro, NC

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2013-07-19
  • NC RA
    APPROVED
    Since 2013-07-19

Branch Locations

800 Green Valley Road Suite 300, Greensboro, NC 27408 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co Inc Greensboro NC 07/2013 Present
Previous Registrations
Other Businesses

1. TRUSTEE- JOYCE HOLBROOK REV TR DTD 02/11/2016. MOTHER'S TRUST.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-05-05
S65 Uniform Investment Adviser Law Examination 1993-04-15
S63 Uniform Securities Agent State Law Examination 1982-10-18
  • S66 Uniform Combined State Law Examination
    2004-05-05
  • S65 Uniform Investment Adviser Law Examination
    1993-04-15
  • S63 Uniform Securities Agent State Law Examination
    1982-10-18
Other Names
  • Steve Holbrook

View on SEC IAPD

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