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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-12-09 |
| CA | RA | APPROVED | 2009-06-01 |
Branch Locations
9665 Wilshire Boulevard Suite 600, Beverly Hills, CA 90212 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Beverly Hills | CA | 06/2009 | Present |
*52346 - Rental Property; Investment Related - Yes; Big Bear City, California; Rental Property; Employee(Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 10/2003; During Business Hours: 0; After Business Hours: 0; N/A - owner of the property only - managed by a property manager
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-07-18 |
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