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Joseph B Nix

Nix Wealth Management

Sacramento, CA

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Current Employers
Nix Wealth Management

1545 River Park Drive Suite 203, Sacramento, CA 95815 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-10-15
  • CA RA
    APPROVED
    Since 2025-10-15

Branch Locations

1545 River Park Dr Ste 203, Sacramento, CA 95815-4614 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Joseph B Nix, Cfp Dba Nix Wealth Management Sacramento CA 02/1995 Present
Securities Service Network, Inc. Sacramento CA 03/2002 04/2017
  • 02/1995 → Present
    Joseph B Nix, Cfp Dba Nix Wealth Management
    Sacramento, CA
  • 03/2002 → 04/2017
    Securities Service Network, Inc.
    Sacramento, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-03-17
S63 Uniform Securities Agent State Law Examination 1988-07-27
  • S65 Uniform Investment Adviser Law Examination
    1995-03-17
  • S63 Uniform Securities Agent State Law Examination
    1988-07-27
Other Names
  • Joseph Bethune Nix

View on SEC IAPD

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